Download Auditing and GRC automation in SAP by Maxim Chuprunov PDF

By Maxim Chuprunov

Over the previous couple of years, financial plan scandals, situations of fraud and corruption, info safety violations, and different criminal violations have resulted in a number of legal responsibility instances, damages claims, and losses of acceptance. As a response to those advancements, numerous laws were issued: company Governance, the Sarbanes-Oxley Act, IFRS, Basel II and III, Solvency II and BilMoG, to call quite a few. during this e-book, compliance is known because the method, mapped not just in an inner keep an eye on method, that's meant to assure conformity with criminal necessities but in addition with inner regulations and firm pursuits (in specific, potency and profitability).

The present literature essentially confines itself to mapping controls in SAP ERP and auditing SAP structures. Maxim Chuprunov not just addresses this topic yet extends the purpose of inner controls from felony compliance to incorporate potency and profitability after which way past, simply because a uncomplicated realizing of the techniques fascinated by IT-supported compliance administration approaches usually are not brought in addition to the software program. beginning with the necessities for compliance (Part I), he not just solutions compliance-relevant questions within the type of an audit advisor for an SAP ERP process and within the kind of dangers and keep watch over descriptions (Part II), but in addition exhibits the right way to automate the compliance administration procedure in keeping with SAP GRC (Part III). He therefore addresses the present desire for recommendations for imposing an built-in GRC method in a company, particularly targeting the continual regulate tracking themes.

Maxim Chuprunov typically objectives compliance specialists, auditors, SAP venture managers and experts accountable for GRC items as readers for his e-book. they'll locate integral details for his or her day-by-day paintings from the 1st to the final web page. additionally, MBA, administration details process scholars in addition to senior managers like CIOs and CFOs will discover a wealth of precious info on compliance within the SAP ERP atmosphere, on GRC generally and its implementation in particular.

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From Chap. 1, “Legal Requirements in ICS Compliance,” you already know which legal provisions require an ICS and why. To ensure compliance with legal requirements, internal audit and other in-house control instances, as well as independent auditors, take on the important ICS assurance role. It is essential to understand the corresponding rules, background, and procedures for executing this role in the environment of IT-supported business processes – not only to provide efficient support for an audit, but above all to take some benefit from it.

Gerhard Cromme, chairman of the Government Commission, German Corporate Governance Code until June 30, 2008, the term Cromme Code is often used as a synonym. Stock Corporation Act Internal monitoring system in KonTraG Risk early warning system in HGB Cromme Code 10 Chapter 1 ⋅ Legal Requirements in ICS Compliance ICS-relevant tasks of the audit committee BilMoG ! The above-mentioned KonTraG can be seen as a predecessor of the DCGK, as its objective is also to improve corporate governance in German organizations.

The principle approaches for executing an annual audit are the balance sheet audit and the transaction audit. The difference between the two audit approaches is clear above all when we compare the objects of the audit. 4 Balance sheet audit The balance sheet audit is based on auditing the preparation, evaluation, and display of the individual annual financial statement items, in particular, those that cannot be portrayed with system support (for example, some types of provisions). Therefore, it is a time-based audit that uses only result-oriented audit procedures.

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